UNITED STATES OF AMERICA,:
Plaintiff,:
Civil Action No.
W.R. GRACE & CO., -CONN.,: OPINION
Defendant.:Dated: November 10, 1998
JOEL A. PISANO, UNITED STATES MAGISTRATE JUDGE:
Before the Court is Wayne Township's motion to intervene in
this CERCLA case between the United States and W.R. Grace.
Defendants filed opposition, while the United States filed papers
but took no position on the motion to intervene. The Court heard
oral argument from Wayne Township, the United States, and W.R.
Grace on October 26, 1998, and reserved judgment in order to issue
this opinion. For the reasons set forth below, Wayne Township's
motion to intervene is denied.
BACKGROUND
Between 1948 and 1961, Rare Earths, Inc., processed monazite
sand at an industrial site in Wayne, New Jersey. Rare Earths used
the yield of this process to produce eyeglass polishing compound.
Radioactive thorium was a by-product of the processing of the
monazite sand. In accordance with then-applicable government
standards, Rare Earths disposed of the thorium on site in Wayne.
The plant discontinued processing monazite sand in 1962, and all
operations at the Wayne site ceased in 1971.
W.R. Grace & Co. is the successor to Rare Earths, Inc. In the
1970s and 1980s, W.R. Grace and the federal government undertook to
decontaminate the site. Originally, government studies recommended
an on-site treatment remedy, but political pressure later forced
the government to seek an off-site disposal remedy. At oral
argument, counsel informed the Court that the current off-site
remedy consists of excavating the site and shipping the soil using
trucks and railcars from New Jersey to a Utah desert.
In November 1995, the government initiated negotiations with
W.R. Grace, seeking monetary contribution to the clean-up effort.
The United States and W.R. Grace negotiated for three years, and in
April 1998, filed a consent decree with the federal district court
pursuant to § 122 of CERCLA, 42 U.S.C. § 9622(d)(1)(A). In
September 1998, the Township of Wayne moved to intervene because,
in its view, the amount of money provided by W.R. Grace pursuant to
the consent decree is inadequate.
DISCUSSION
The Township of Wayne relies upon three bases in asserting
that it has a right to intervene: (1) § 113(i) of CERCLA; (2)
Federal Rule of Civil Procedure 24(a)(2) (Intervention of Right);
and (3) Federal Rule of Civil Procedure 24(b) (Permissive
Intervention). Cases apply the same essential test when
determining whether or not to grant intervention under both CERCLA
§ 113(i) and Rule 24(a)(2). See United States v. Alcan Aluminum,
Inc., 25 F.3d 1174, 1181 (3d Cir. 1994). Therefore, the discussion
that follows will examine whether to grant intervention (1) as of
right under Rule 24(a)(2) or CERCLA § 113(i); or (2) permissively
under Rule 24(b).
UNITED STATES OF AMERICA,:
Plaintiff,:
Civil Action No.
W.R. GRACE & CO., -CONN.,: OPINION
Defendant.:Dated: November 10, 1998
JOEL A. PISANO, UNITED STATES MAGISTRATE JUDGE:
Before the Court is Wayne Township's motion to intervene in
this CERCLA case between the United States and W.R. Grace.
Defendants filed opposition, while the United States filed papers
but took no position on the motion to intervene. The Court heard
oral argument from Wayne Township, the United States, and W.R.
Grace on October 26, 1998, and reserved judgment in order to issue
this opinion. For the reasons set forth below, Wayne Township's
motion to intervene is denied.
BACKGROUND
Between 1948 and 1961, Rare Earths, Inc., processed monazite
sand at an industrial site in Wayne, New Jersey. Rare Earths used
the yield of this process to produce eyeglass polishing compound.
Radioactive thorium was a by-product of the processing of the
monazite sand. In accordance with then-applicable government
standards, Rare Earths disposed of the thorium on site in Wayne.
The plant discontinued processing monazite sand in 1962, and all
operations at the Wayne site ceased in 1971.
W.R. Grace & Co. is the successor to Rare Earths, Inc. In the
1970s and 1980s, W.R. Grace and the federal government undertook to
decontaminate the site. Originally, government studies recommended
an on-site treatment remedy, but political pressure later forced
the government to seek an off-site disposal remedy. At oral
argument, counsel informed the Court that the current off-site
remedy consists of excavating the site and shipping the soil using
trucks and railcars from New Jersey to a Utah desert.
In November 1995, the government initiated negotiations with
W.R. Grace, seeking monetary contribution to the clean-up effort.
The United States and W.R. Grace negotiated for three years, and in
April 1998, filed a consent decree with the federal district court
pursuant to § 122 of CERCLA, 42 U.S.C. § 9622(d)(1)(A). In
September 1998, the Township of Wayne moved to intervene because,
in its view, the amount of money provided by W.R. Grace pursuant to
the consent decree is inadequate.
DISCUSSION
The Township of Wayne relies upon three bases in asserting
that it has a right to intervene: (1) § 113(i) of CERCLA; (2)
Federal Rule of Civil Procedure 24(a)(2) (Intervention of Right);
and (3) Federal Rule of Civil Procedure 24(b) (Permissive
Intervention). Cases apply the same essential test when
determining whether or not to grant intervention under both CERCLA
§ 113(i) and Rule 24(a)(2). See United States v. Alcan Aluminum,
Inc., 25 F.3d 1174, 1181 (3d Cir. 1994). Therefore, the discussion
that follows will examine whether to grant intervention (1) as of
right under Rule 24(a)(2) or CERCLA § 113(i); or (2) permissively
under Rule 24(b).
TEMPTATIONS, INC.,:
Plaintiff, :
CAROL WAGER and : OPINION
MATTHEW WAGER, :
Defendants. :
Walls, District Judge
This matter comes before the Court on an appeal by defendants Carol and Matthew
Wager from the magistrate judge's order to remand the case to New Jersey state court, and/or in
the alternative, a motion for the enforcement of the final judgment and settlement agreement in
Civ. No. 97-4540. Under Fed. R. Civ. P. 78, the Court decides these matters without oral
argument. The order of the magistrate judge is vacated, the case is remanded to the Superior
Court of New Jersey, and defendants' motion for the enforcement of the final judgment and
settlement agreement in Civ. No. 97-4540 is denied.
FACTS
Plaintiff Temptations, Inc. (Temptations), a New Jersey corporation engaged in the sale
of women's fashion accessories, sued defendants Carol and Matthew Wager in New Jersey state
court alleging three causes: defamation, interference with prospective economic advantage, and
interference with contract. Plaintiff alleged that defendants falsely communicated to others that
it was selling merchandise that duplicated exactly a design which defendants stated was
copyrighted by another. (Compl. ¶ 3.) Plaintiff complained that this statement was defamatory,
and that through this statement, defendants interfered with plaintiff's economic advantage and
caused a breach or termination of plaintiff's contractual relations with its customers and/or
suppliers. (Compl. ¶¶ 7, 11.)
Defendant Carol Wager is a marketing consultant and her defendant husband, Matthew
Wager, a financial consultant. Both are familiar with the costume jewelry industry and were
retained by Barry Kieselstein-Cord and Barry Kieselstein Enterprises, Inc. (BKE) to
investigate the unauthorized sale and distribution of jewelry accessories infringing upon those
manufactured and sold by BKE [and] protected by its copyrights and trademarks. (C. Wager
Aff. ¶ 1.) Defendants claim that in May, 1997 they were engaged to investigate the activities of
Temptations, Inc. and informed Barry Kieselstein-Cord and BKE of their findingsthat jewelry
items sold by Temptations were replicas or knock-offs of BKE jewelry. (M. Wager Aff. ¶ 11.)
In September, 1997, Barry Kieselstein-Cord and BKE filed a copyright and trademark
infringement suit in this Court against Temptations, and two other defendants, Annette Mayo,
president of Temptations and Diane Levy, a Temptations employee. See Civ. No. 97-4540.
Later, in November, 1997, the parties entered into a settlement agreement wherein defendants
admitted no intentional wrongdoing, denied the allegations of the complaint, and agreed to pay
plaintiffs $2,140 in damages, profits, costs and attorneys' fees. (Settlement Agreement ¶ 3.)
Plaintiffs released the defendants from any and all claims of the complaint. (Settlement
Agreement ¶ 5.) Defendants released the plaintiffs, their officers, agents, directors, shareholders
and employees from any and all claims or possible claims or future claims which could have
been made or asserted against plaintiffs. (Settlement Agreement ¶ 5.)
On December 12, 1997, the District Court entered a Final Judgment Upon Consent
(Final Judgment), which enjoined Temptations, Annette Mayo, Diane Levy, their agents,
servants, employees, and attorneys-in-fact and all persons in active concert and participation with
them from using plaintiffs' trademark and from infringing upon plaintiffs' copyrights. (Final
Judgment ¶ 4.) The defendants agreed to pay plaintiffs an amount in settlement for damages,
profits, costs, disbursements and attorneys' fees. (Final Judgment ¶ 5.) This Court retained
jurisdiction over that case, Civ. No. 97-4540 for the purpose of making any further orders
necessary or proper for the construction or modification of the final judgment. (Final Judgment ¶
6.)
In February, 1998, Temptations filed its complaint against Carol and Matthew Wager in
the Superior Court of New Jersey, Middlesex County. Defendants removed the case to federal
court in May, 1998. Shortly afterward, plaintiff moved to remand the case to state court and
sought sanctions against defendants. Defendants cross moved to consolidate the case with Civ.
No. 97-4540, which was closed, and to enforce the settlement agreement in that case. On July
14, 1998, the magistrate judge remanded the case to the Superior Court of New Jersey, denied
plaintiff's motion for sanctions, and denied without prejudice defendants' cross motion to
enforce the settlement agreement of Civ. No. 97-4540. Defendants now appeal the magistrate's
decision and move to enforce the final judgment and settlement agreement for Civ. No. 97-4540
against plaintiffs.
CHAMBERS OF MARTIN LUTHER KING JR.
NICHOLAS H. POLITAN FEDERAL BUILDING &
U.S. COURTHOUSE
JUDGE 50 WALNUT ST., ROOM 5076
P.O. BOX 999
NEWARK, N.J. 07101-0999
March 19, l999
Lennox S. Hinds, Esq.
STEVENS, HINDS & WHITE, P.C.
116 West 111th Street
New York, NY 10026
Attorneys for Plaintiff
James L. Plosia, Jr., Esq.
APRUZZESE, MC DERMOTT, MASTRO & MURPHY
Somerset Hills Corporate Center
25 Independence Blvd.
P O Box 112
Liberty Corner, NJ 07938
Attorneys for Defendant
Borough of Tinton Falls
Re: Deirdre A. Jones
v. Borough of Tinton Falls, et al.
Civil Action No. 98-2182 (NHP)
Dear Counsel:
This matter comes before the Court on defendants' motion to
dismiss the Complaint for failure to state a claim upon which
relief may be granted. The Court has decided the motion without
oral argument pursuant to Federal Rule of Civil Procedure 78.
For the reasons explained below, defendants' motion is GRANTED
and the Complaint is DISMISSED WITH PREJUDICE.
BACKGROUND
This civil rights action arises out of plaintiff's
employment as a probationary police officer in the Borough of
Tinton Falls. She was terminated by her employer in December of
1996. On September 29, 1997, plaintiff filed a civil action in
the New Jersey Superior Court, Monmouth County, asserting both
statutory and constitutional claims arising under both federal
and state law. Her complaint sought reinstatement, backpay and
seniority, and attorneys' fees. On January 9, 1998, the Superior
Court dismissed plaintiff's complaint with prejudice for failure
to state a claim upon which relief may be granted. Jones v.
Borough of Tinton Falls, No. Mon-L-5133-97, attached as Exhibit C
to Brief in Support of defendants' Motion to Dismiss.
DISCUSSION
This Court will dismiss a complaint pursuant to Rule
12(b)(6) if it appears beyond doubt that the plaintiff can prove
no set of facts that would entitle him or her to relief. See
Kost v. Kozakiewicz, 1 F.3d 176, 183 (3d Cir. 1993). In this
case, defendants contend that plaintiff cannot prevail because
New Jersey's Entire Controversy Doctrine bars her claims.
The Entire Controversy Doctrine requires a party to:
GIRISH K. SHARMA,:
SARITA SHARMA,
SAMIR SHARMA and:
SARIKA SHARMA,
Petitioners, Civil Action No.98-2258(JWB)
v.:
UNITED STATES OF AMERICA,:
Respondent.:
APPEARANCES:
FRIEDMAN SIEGELBAUM
By: Douglas Edlin, Esquire
7 Becker Farm Road
Roseland, New Jersey 07068
- and -
SOLOVAY EDLIN & EISEMAN
By: Stephen L. Weinstein, Esquire
845 Third Avenue
New York, New York 10022
(Of Counsel)
(Attorneys for Petitioners)
FAITH S. HOCHBERG
United States Attorney
By: Susan Cassell
Assistant United States Attorney
Federal Building
970 Broad Street
Newark, New Jersey 07102
- and -
CHARLES M. FLESCH
Trial Attorney, Tax
U.S. Department of Justice
P.O. Box 227
Washington, D.C. 20044
(Attorneys for Respondent)
BISSELL, District Judge
This matter comes before the Court on respondent's motion to
dismiss a petition to quash Internal Revenue Service summonses as
moot and on petitioners' cross-motion for an order declaring that
the summonses were improperly issued. Petitioners filed their
Petition to Quash on May 19, 1998.
The Court has jurisdiction over this action pursuant to 26
U.S.C. § 7609.
FACTS
This action relates to three summonses for records from
petitioners' bank that were issued by the Internal Revenue
Service (IRS) on April 29, 1998. By letter dated August 14,
1998, the IRS withdrew those summonses. Before that, on May 19,
1998, petitioners filed their Petition to Quash them.
The United States now moves to dismiss the Petition as moot.
Petitioners cross-move for an order declaring that the summonses
were improperly issued. Respondent does not respond
substantively to the cross-motion, but instead argues that it
should not be considered because the case is moot, the cross-
motion is unrelated to the dismissal motion, and the cross-motion
was not filed in accordance with Local Civil Rule 7.1 and
Appendix N.
IN RE: HONORABLE JOSEPH E. IRENAS
LAN ASSOCIATES XI, L.P.,: CIVIL ACTION NO. 98-2286 (JEI)
Debtor.:
BANKR. CASE NO. 92-13413 (JHW)
UNITED STATES TRUSTEE,:
Appellant,: OPINION
JAMES J. CAIN,:
Appellee.:
APPEARANCES:
PATRICIA A. STAIANO, UNITED STATES TRUSTEE, REGION 3
STEVEN E. MACKEY, ASSISTANT UNITED STATES TRUSTEE,
By: Robert J. Schneider, Senior Attorney
One Newark Center, Suite 2100
Newark, NJ 07102
Attorneys for appellant
WEINBERG, McCORMICK, CHATZINOFF & PAUL, P.A.
By: Joseph A. McCormick, Jr., Esq.
Anne S. Cantwell, Esq.
109 Haddon Avenue
Haddonfield, NJ 08033
Attorneys for appellee
THE NATIONAL ASSOCIATION OF BANKRUPTCY TRUSTEES
By: JOSEPH I. WITTMAN, ESQ.
435 S. Kansas Avenue - 2nd Floor
Topeka, KS 66603-3401
Amicus curiae
IRENAS, District Court:
Presently before this Court is the United States Trustee's
appeal from an order of the bankruptcy court awarding
compensation to the trustee. This Court has jurisdiction
pursuant to 28 U.S. 158(a)(1).
Title 11, § 326(a), of the United States Code, sets a cap on
allowable bankruptcy trustee compensation in chapter 7 and 11
bankruptcy cases. The cap is calculated in a given case by
reference to the amount of moneys disbursed or turned over in
the case by the trustee to parties in interest. Specifically,
trustee compensation may not exceed certain specified percentages
of the amount of moneys disbursed to parties in interest.
Pursuant to Title 11, § 363(k), when a trustee sells property to
a secured claimholder whose claim is secured by a lien on that
property, the secured party may use his lien to pay for the
property by offsetting the amount of his lien against the full
purchase price of the property. The principal question in this
case is whether the maximum allowable compensation for a trustee
who sells property in such a credit bid sale may be based on
the full purchase price. The bankruptcy court held that it may.
This Court holds that it may not and will reverse the bankruptcy
court's order and remand this case for a new determination of the
trustee's compensation award.
I. BACKGROUND
On July 26, 1992, Lan Associates XI, L.P. (the debtor)
filed a voluntary petition under Chapter 11 of the Bankruptcy
Code. James J. Cain (the trustee) was appointed Chapter 11
trustee on September 1, 1992. The bankruptcy court granted the
trustee's motion to convert the debtor's case to a Chapter 7
bankruptcy on May 14, 1993, and reappointed Mr. Cain as the
Chapter 7 trustee on June 3, 1993.
INTERNATIONAL BROTHERHOOD OF
ELECTRICAL WORKERS, LOCAL
UNION NO. 351, and WILLIAM
HOSEY,
Plaintiffs,
v.
DELAWARE RIVER PORT AUTHORITY,
Defendant.
HONORABLE JEROME B. SIMANDLE
CIVIL NO. 98-2307 (JBS)
FILED: December 30, 1998
APPEARANCES:
Robert F. O'Brien, Esq.
Patricia A. Barasch, Esq.
TOMAR, SIMONOFF, ADOURIAN, O'BRIEN, KAPLAN, JACOBY & GRAZIANO
20 Brace Road
Cherry Hill, New Jersey 08034
Attorneys for Plaintiffs
Peter A. Gold, Esq.
Jonathan M. Korn, Esq.
BLANK ROME COMISKY & MCCAULEY LLP
Woodland Falls Corporate Park
210 Lake Drive East, Suite 200
Cherry Hill, New Jersey 08002
Attorneys for Defendant
SIMANDLE, District Judge:
Plaintiffs, the International Brotherhood of Electrical
Workers, Local Union No. 351 and William Hosey, filed this action
in lieu of prerogative writs pursuant to the New Jersey Right to
Know Act, N.J.S.A. 47: 1A-1, et seq., and New Jersey common law, to
obtain access to and copies of certified payroll records relating
to certain construction work being carried out by defendant, the
Delaware River Port Authority, for the PATCO High Speed Line
project. Plaintiffs filed their Complaint on March 25, 1998, in
New Jersey Superior Court, Law Division, Camden County. Defendant
removed the case to this Court on May 13, 1998, claiming original
federal question jurisdiction. Now before the Court are three
motions: plaintiffs' motion to remand the case back to state court
for lack of federal jurisdiction pursuant to 28 U.S.C. § 1447(c),
plaintiffs' motion for reasonable attorneys' fees and costs
incurred as a result of the removal pursuant to 28 U.S.C. §
1447(c), and defendant's motion for summary judgment. For the
reasons stated herein, plaintiffs' motion for remand will be
granted, but their motion for fees and costs will be denied. As
this Court finds that it lacks jurisdiction over the case,
defendant's motion for summary judgment is not properly
addressable by this Court.
I. BACKGROUND
A. The Parties
Defendant, the Delaware River Port Authority (DRPA), is a
Congressionally-approved bi-state public corporate instrumentality
of the Commonwealth of Pennsylvania and the State of New Jersey.
(Def.'s Br. Opp'n Remand at 2.) It was created as the Delaware
River Joint Commission in 1931 pursuant to the Compact Clause of
Article I of the United States Constitution, and it was approved
by Congress in 1932. (Id.) Its name changed to the Delaware
River Port Authority in 1951, but its authorization - to build
bridges, establish connecting roads, and provide transportation
services within the Delaware River port district remained the
same. (Id. at 3.)
JAMES NUGENT,
Plaintiff,
v.
JOHN SIMPSON,
Defendant.
HONORABLE JEROME B. SIMANDLE
CIVIL NO. 98-2315(JBS)
OPINION
Filed: May 26, 1999
APPEARANCES:
Michael Monheit, Esq.
Lee M. Diamondstein, Esq.
David J. Alexander, Esq.
Monheit, Monheit, Silverman & Fodera
2010 Chestnut Street
Philadelphia, PA 19103
Attorneys for Plaintiff
Robert W. Thomas, Jr., Esq.
Duffy & Quinn
The Curtis Center, Suite 1150
Independence Square West
Philadelphia, PA 19107
Attorney for Defendant
SIMANDLE, District Judge:
This case arises from an accident which plaintiff, James
Nugent, had while attempting to serve a subpoena on the
defendant, John Simpson. Plaintiff alleges that defendant was
negligently responsible for the accident, and he seeks to recover
damages, costs of suit, and attorneys fees. Now before the Court
is defendant's motion for summary judgment. For the reasons
stated herein, defendant's motion will be granted, and judgment
will be entered for the defendant.
I. BACKGROUND
On October 16, 1996, at approximately 2: 00 p.m., plaintiff,
who worked for Philadelphia Express Courier, arrived at
defendant's home in Lindenwold, New Jersey, with the intention of
serving a subpoena upon defendant to compel his attendance for
deposition in a lawsuit filed in the Philadelphia Court of Common
Pleas. (Nugent Dep. at 31: 9-23.) Plaintiff knocked on the door
of defendant's home in an attempt to determine whether anyone was
home, but no one responded. (Id. at 31:18 - 32: 2.) As plaintiff
was knocking on the door and looking in the window (id. at 32: 13-
17), a car pulled up in front of the residence and three boys
exited the car. (Id. at 33: 8-17.) Plaintiff did not know who
these three boys were and did not ask them who they were. (Id.
at 33:18-20; 34: 6-8). However, as the three boys approached the
door, plaintiff greeted them and explained why he was there.
(Id. at 33: 8-17.)
According to the defendant, none of the three boys was
related to the defendant, but rather they were three friends of
defendant's son. (Def.'s Br. at 1.) According to the plaintiff,
one of the three boys either indicated that he was defendant's
son or that he resided with defendant. (Nugent Dep. at 37: 2-4.)
That same boy indicated that he did not want to get involved with
the subpoena. (Id. at 37: 4-6.) Though no one used the words
come into the house (id. at 38: 8-11), one of the boys said
let's see if anyone is home. (Id. at 37: 4-7.) Following this
statement, the boy opened the front door and walked in. (Id. at
37: 8-12.) The other two boys followed him, and plaintiff
followed behind them. (Id.)
CHARLES L. THOMASON,
Plaintiff,
v.
NORMAN E. LEHRER, P.C., and
NORMAN E. LEHRER,
Defendants.
HON. STEPHEN M. ORLOFSKY
CIVIL ACTION NO. 98-2336
OPINION
Appearances:
Charles L. Thomason, Esq., pro se
The Galleria
2 Bridge Avenue
P.O. Box 8160
Red Bank, NJ 07701
Norman E. Lehrer, Esq.
Norman E. Lehrer, P.C.
1205 North Kings Highway
Cherry Hill, NJ 08034-1982
Attorneys for Defendants, Norman E. Lehrer, P.C. and Norman E.
Lehrer, Esq.
ORLOFSKY, District Judge:
On August 21, 1998, Plaintiff, Charles L. Thomason, Esq.
(Thomason), was Ordered to Show Cause by this Court why the
remaining state-law counts of his Second Amended Complaint
against Defendants, Norman E. Lehrer, P.C. and Norman E. Lehrer,
Esq. (collectively Lehrer), should not be dismissed based upon
the litigation privilege recognized by New Jersey law. In
Thomason v. Lehrer, F.R.D. ; Civ. Action No. 98-2336, 1998
WL 518504, at *2, 14-15 (D.N.J. Aug. 21, 1998), Count I of the
Second Amended Complaint, which alleged a federal civil rights
claim for abuse of process, was dismissed by this Court for
failure to state a claim upon which relief can be granted.
Counts II through IV of the Second Amended Complaint allege only
state-law claims against Lehrer: negligent misrepresentation
(Counts II-III); and tortious interference (Count IV). The Court
has supplemental jurisdiction over Thomason's state law claims
pursuant to 28 U.S.C. § 1367(a).
Thomason's state-law claims against Lehrer are based upon
statements made by Lehrer in an amended answer and counterclaim
filed on behalf of a client in another action pending before this
Court. See Waterloov Gutter Protection Systems Co., Inc. v.
Absolute Gutter Protection, LLC, et al., Civil Action No. 97-2554
(SMO) (Waterloov action). Rather than seeking redress in this
Court against Lehrer, Thomason filed a civil rights action
against Lehrer in the Superior Court of New Jersey. Lehrer
removed the case to this Court. For the reasons set forth below,
I will dismiss Thomason's remaining state law claims for failure
to state a claim upon which relief can be granted based upon New
Jersey's litigation privilege which affords absolute immunity
to attorneys, parties, and their representatives for statements
made in the course of judicial proceedings.
In addition, in the exercise of this Court's inherent
powers, I hold that an attorney who seeks to assert an abuse of
process claim against an attorney-adversary based upon conduct
which occurred in a case pending before a United States District
Court, must seek redress in the District Court, and not in state
court.
CHARLES L. THOMASON,
Plaintiff,
v.
NORMAN E. LEHRER, P.C., and
NORMAN E. LEHRER,
Defendants.
HON. STEPHEN M. ORLOFSKY
CIVIL ACTION NO. 98-2336
ORDER
This matter having come before the Court on the Order to
Show Cause Why Count I of the Amended Complaint Should Not Be
Dismissed for Failure to State a Claim, Why Counts II Through IV
Should Not Be Dismissed Pursuant to 28 U.S.C. § 1367(c)(3), and
Why Sanctions Should Not Be Imposed Against Charles L. Thomason,
Esq. Pursuant to Fed. R. Civ. P. 11, 28 U.S.C. § 1927, and the
Court's Inherent Powers, entered on May 26, 1998, as amended on
May 28, 1998, to provide that Plaintiff shall show cause as to
why Count I of the Second Amended Complaint should not be
dismissed for lack of subject matter jurisdiction, Plaintiff,
Charles L. Thomason, Esq., appearing pro se, and Norman E.
Lehrer, Esq. of Norman E. Lehrer, P.C. appearing on behalf of
Defendants, Norman E. Lehrer, P.C. and Norman E. Lehrer, Esq.;
and
The Court having considered the submissions of the parties;
and
For the reasons set forth in an OPINION filed concurrently
with this ORDER,
IT IS ORDERED on this 21st day of August, 1998, that Count I
of the Second Amended Complaint be, and hereby is, DISMISSED WITH
PREJUDICE pursuant to Rule 12(b)(6) of the Federal Rules of Civil
Procedure; and
IT IS FURTHER ORDERED, pursuant to Rule 11(c)(2) of the
Federal Rules of Civil Procedure, that within 30 days of the date
of this ORDER Plaintiff shall, pursuant to Local Civil Rule 67.1,
deposit $1,000 into the Court's Registry; and
IT IS FURTHER ORDERED, pursuant to Rule 11(c)(2) of the
Federal Rules of Civil Procedure, that within 30 days of the date
of this ORDER Plaintiff shall pay $1,000 directly to Defendants;
and
IT IS FURTHER ORDERED, pursuant to Rule 11(c)(2) of the
Federal Rules of Civil Procedure, that within eighteen months of
the date of this ORDER, Plaintiff shall attend and satisfactory
complete two seminars sponsored or offered by a law school
accredited by the American Bar Association or a reputable
provider of continuing legal education, one on federal practice
and procedure and the other on attorney professionalism and
professional conduct, and shall so attest by affidavit filed with
the Court; and
IT IS FURTHER ORDERED that Plaintiff shall show cause on
October 16, 1998, at 9: 30 a.m., why Counts II through IV of the
Second Amended Complaint should not be dismissed pursuant to the
litigation privilege as recognized under New Jersey law; and
CHARLES L. THOMASON,
Plaintiff,
v.
NORMAN E. LEHRER, P.C., and
NORMAN E. LEHRER,
Defendants.
HON. STEPHEN M. ORLOFSKY
CIVIL ACTION NO. 98-2336
OPINION
Appearances:
Charles L. Thomason, Esq., pro se
The Galleria
2 Bridge Avenue
P.O. Box 8160
Red Bank, NJ 07701
Norman E. Lehrer, Esq.
Norman E. Lehrer, P.C.
1205 North Kings Highway
Cherry Hill, NJ 08034-1982
Attorneys for Defendants, Norman E. Lehrer, P.C. and Norman E.
Lehrer, Esq.
ORLOFSKY, District Judge
In what has unfortunately become a far too frequent
occurrence in this era of scorched-earth litigation tactics, an
errant attorney has lost sight of his professional obligations to
his client, his profession, and this Court. What began in this
Court as a relatively straightforward patent infringement dispute
between two rain gutter manufacturers has now mushroomed into a
separate, purported civil rights action brought by the attorney
representing the plaintiff against the attorney representing the
defendants in the patent dispute. The defendants in the patent
action, represented by Norman E. Lehrer, Esq., alleged
counterclaims against, among others, counsel for the plaintiffs,
Charles L. Thomason, Esq. As a result of the counterclaims,
Thomason and his firm were compelled to withdraw as plaintiff's
counsel in the patent action. Instead of challenging the
propriety of the factual allegations made by the patent case
defendants in their counterclaims, either on their merits or
through the mechanism of a motion for sanctions under Rule 11 of
the Federal Rules of Civil Procedure, Thomason instead chose to
file a separate civil rights action against Lehrer and Lehrer's
professional corporation in state court. After removal of the
state court action to this Court, Thomason amended his complaint
to allege again that Lehrer committed [an] abuse of process
under color of statute and state laws merely because Lehrer, on
behalf of his clients, had alleged and served counterclaims upon
Thomason.
On its own motion and pursuant to Rule 11(c)(1)(B) of the
Federal Rules of Civil Procedure, the Court entered an Order to
Show Cause, the details of which are discussed below. After
careful consideration, I find Thomason's conduct in this case to
be intolerable and unprofessional. His actions were motivated by
meanspiritedness and petulance, and driven by his ego, rather
than his client's interests. Based upon the undisputed facts of
record before me, I conclude that the frivolous civil rights
action filed by Thomason in state court and then prosecuted in
this Court was initiated solely to harass and retaliate against
Lehrer.
CHAMBERS OF MARTIN LUTHER KING JR.
NICHOLAS H. POLITAN FEDERAL BUILDING & U.S.COURTHOUSE
JUDGE 50 WALNUT ST., ROOM 5076
P.O. BOX 999
NEWARK, N.J. 07101-0999
May 10, l999
LETTER ORDER
Tomas Espinosa, Esq.
340 Palisade Ave.
Jersey City, NJ 07307
Attorney for Plaintiffs
The Republic of Peru
Palacio DeGobierno (Casa de Gobierno)
Plaza de armas Lima,
Republica del Peru
100 Hamilton Plaza
Suite 1221
Paterson, NJ 07505
Defendant
Re: Victoria Batchelor, et al
v. Republic of Peru
Civil Action No. 98-239 (NHP)
Dear Mr. Espinosa:
This matter comes before the Court on Magistrate Judge
Ronald J. Hedges' Report and Recommendation, filed April 16,
1999, to dismiss the Complaint filed by plaintiffs Victoria
Batchelor, Luis Alcantara, Dionicia Alcantara, Orlando Alcantara
and Angela Alcantara ("plaintiffs"). The Court has decided this
matter without oral argument pursuant to Federal Rule of Civil
Procedure 78. Having received no substantive reply from
plaintiffs and after careful consideration of the record, the
Court will ADOPT Judge Hedges' Report and Recommendation and
DISMISS PLAINTIFFS' COMPLAINT WITH PREJUDICE.
DISCUSSION
This Court shall now make a de novo determination whether to
accept, reject or modify, in whole or in part, the findings made
by the Magistrate Judge. Local Rule 40D. The United States
Supreme Court has held that "[w]here a Magistrate makes a finding
or ruling on a motion or an issue, his determination should
become that of the district court unless specific objection is
filed within a reasonable time." Thomas v. Arn, 474 U.S. 140,
150-51 (1985).
In determining whether it is appropriate to dismiss
plaintiffs' Complaint with prejudice, this Court finds ample
support in the record to sustain Judge Hedges' findings made
pursuant to the analysis set forth in the Report and
Recommendation and the discussion herein.
Foreign Sovereign Immunities Act
Since it is undisputed that defendant, The Republic of Peru
("defendant") is a foreign state, plaintiffs' request for entry
of default judgment must be addressed in accordance with the
provisions of the Foreign Sovereign Immunities Act (hereafter
"FSIA"), 28 U.S.C. §1602, et seq.
KEVIN DARRYL HAYES,
Plaintiff,
v.
SCO PRIMENTAL, SCO SADIQ and JANE
and JOHN DOES,
Defendants.
Civ. No. 98-2421 (DRD)
Kevin Darryl Hayes
# 267099
South Woods State Prison
215 Burlington Road South
Bridgeton, New Jersey 08302
Pro se plaintiff
Adriana M. Calderon, Esq.
Deputy Attorney General
R.J. Hughes Justice Complex
P.O. Box 112
Trenton, New Jersey 08625
Attorneys for defendants
DEBEVOISE, Senior District Judge.
Plaintiff Kevin Darryl Hayes, a New Jersey State prisoner
incarcerated at the South Woods State Prison ("South Woods"),
instituted this action for alleged violations of his civil rights
pursuant to 42 U.S.C. § 1983. Defendants, Senior Corrections
Officers Ruben Pimentel and Abukar Sadiq, move to dismiss the
complaint pursuant to Fed. R. Civ. P. 12(b)(6), and Plaintiff
moves for appointment of counsel and to amend the Complaint to
add "Officer Smith" as the name of the "John Doe" defendant. For
the reasons set forth below, Defendants' motion will be granted,
Plaintiff's motion for appointment of counsel will be dismissed
as moot and his motion to amend will be denied as futile.
BACKGROUND
The following facts have been taken from the Complaint and
are accepted as true for the purposes of this motion. Plaintiff
alleges that on July 17, 1996, while incarcerated at East Jersey
State Prison ("EJSP"), Defendants utilized excessive force upon
him in violation of his constitutional rights. Specifically, he
alleges that on that date at approximately 8: 15 p.m., Officer
Pimentel spoke to Plaintiff in a "disrespectful manner" and used
"vulgar obscenities" in ordering Plaintiff to lock back in his
cell. Compl., Statement of Facts. Plaintiff claims that he
called to Officer Sadiq, the Second Wing Officer, to explain the
situation to him. Id. Officer Sadiq told Plaintiff to wait for
his phone time. Id. Plaintiff claims that while speaking to
Officer Sadiq an inmate named Davis, who was passing out ice,
came to Plaintiff's cell. Id. At that point, Officer Sadiq
allegedly told Officer Pimentel to open Plaintiff's cell door so
Plaintiff could get his ice. Id.
Plaintiff claims that once his cell door was opened, Officer
Pimentel called Plaintiff to his desk which was approximately 15-
20 feet away from his cell and that Pimentel told Plaintiff that
"this was his wing and he'll do what he wanted." Id.
Plaintiff's response to Officer Pimentel was that the officer
"was miserable." Id. Plaintiff claims that Officer Pimentel
responded by stating that Plaintiff's family "would be miserable"
when they came to visit Plaintiff. Id.
GERALD B. SHREIBER,
Plaintiff,
v.
ROBERT A. MASTROGIOVANNI &
THE INTERNAL REVENUE SERVICE,
Defendants.
HONORABLE JOSEPH E. IRENAS
CIVIL ACTION NO. 98-2515 (JEI)
OPINION
APPEARANCES:
BLANK ROME COMISKY & MCCAULEY LLP
By: William C. Mead, Jr.
Woodland Falls Corporate Park
210 Lake Drive East, Suite 200
Cherry Hill, New Jersey 08002
Counsel for Plaintiff Gerald Shreiber
UNITED STATES DEPARTMENT OF JUSTICE
By: R. Scott Clarke, Trial Attorney, Tax
Ben Franklin Station
P.O. Box 227
Washington, D.C. 20044
Counsel for Defendants
IRENAS, District Judge:
Presently before this Court is a motion for summary judgment
filed by the defendants, Robert Mastrogiovanni and the Internal
Revenue Service, as to the claims of the plaintiff, Gerald B.
Shreiber. The plaintiff alleges that during an Internal Revenue
Service audit of his income taxes, the defendants, acting under
the color of federal law, violated his constitutional rights. In
making this motion for summary judgment, the defendants appear
willing to accept the allegations of the plaintiff, but
simultaneously deny their veracity. Since the defendants dispute
potentially material facts, the plaintiff argues that this motion
should be characterized as a motion to dismiss pursuant to Fed.
R. Civ. P. 12(b)(6). This Court agrees and will treat the motion
accordingly and accept the allegations of the plaintiff as true.
Because this court finds that (i) a Bivens remedy is
unavailable in light of the existing congressional structure
already providing remedies for improper tax collection and (ii)
any cause of action for improper IRS conduct has not yet accrued,
plaintiff's claims must be dismissed. Accordingly, defendants'
motion to dismiss the complaint will be granted.
IBACKGROUND
Working as a revenue agent with the Internal Revenue Service
("IRS") in 1995 and 1996, defendant Robert A. Mastrogiovanni
("Mastrogiovanni") conducted a tax audit of the plaintiff, Gerald
B. Shreiber ("Shreiber"), for the tax years 1991, 1992 and 1993.
The plaintiff alleges that Mastrogiovanni conducted the audit
with a motivation to discriminate against Shreiber because of his
religious beliefs. Shreiber asserts that on August 11, 1995,
Mastrogiovanni left a voice mail message at Shreiber's place of
business stating: "[h]ey you Jew bastard piece of shit. This is
White Trash. I am going to get you."
IN RE GREATE BAY HOTEL &
CASINO, INC., a New Jersey
Corporation; GB HOLDINGS,
INC., a Delaware Corporation;
and, GB FUNDING CORP., a
Delaware Corporation,
Debtors.
STATE STREET BANK AND TRUST
COMPANY, as Indenture Trustee,
Appellant,
v.
GREATE BAY HOTEL & CASINO,
INC., a New Jersey
Corporation; GB HOLDINGS,
INC., a Delaware Corporation;
and, GB FUNDING CORP., a
Delaware Corporation,
Appellees.
HONORABLE JEROME B. SIMANDLE
CIVIL NO. 98-2647(JBS)
On Appeal from the United
States Bankruptcy Court for
the District of New Jersey,
the Honorable Judith H.
Wizmur presiding, Bankruptcy
Number 98-10001 (JW).
Filed: March 19, 1999
APPEARANCES:
Richard Hiersteiner, Esq.
Mark C. Rosenthal, Esq.
Palmer & Dodge LLP
One Beacon Street
Boston, Massachusetts 02108
and
Richard M. Meth, Esq.
Friedman Siegelbaum LLP
Seven Becker Farm Road
Roseland, New Jersey 07068-1757
Attorneys for Appellant
Paul R. DeFilippo, Esq.
Frederick H. Kraus, Esq.
James N. Lawlor, Esq.
Gibbons, Del Deo, Dolan, Griffinger & Vecchione
One Riverfront Plaza
Newark, New Jersey 07102-5497
Attorney for Appellees
Eric A. Browndorf, Esq.
Patrick F. Cox, Esq.
Cooper Perskie April Niedelman Wagenheim & Levenson
1125 Atlantic Avenue
Atlantic City, New Jersey 08401
RAFAEL FELICIANO CASADO: HONORABLE JOSEPH E. IRENAS
Petitioner,: Civil No. 98-2654 (JEI)
v.:
OPINION DENYING PETITION
E.W. MORRIS, WARDEN,: FOR HABEAS CORPUS
FCI FAIRTON,:
Respondent.:
APPEARANCES:
RAFAEL FELICIANO CASADO
Reg. No. 03941-069
FCI Fairton
P.O. Box 420
Fairton, NJ 08320
Petitioner pro se
FAITH S. HOCHBERG
United States Attorney
By: Louis J. Bizzarri
Assistant U.S. Attorney
Mithell E. Cohen Courthouse
John F. Gerry Plaza
Fourth & Cooper Streets
Camden, NJ 08101
Counsel for Respondent
IRENAS, District Judge:
I.
Petitioner Rafael Feliciano Casado (Casado) is currently incarcerated at FCI Fairton.
He was sentenced on December 29, 1987, in the United States District Court of Puerto Rico for
having been a felon in possession of a firearm, 18 U.S.C. 922(g)(1), having received a firearm
stolen from the United States government, 18 U.S.C. § 641, and escape from federal custody, 18
U.S.C. § 751(a). He received consecutive terms of ten years, five years and five years,
respectively, for each of the three convictions. Casado was given credit against this aggregate 20
year sentence for the periods from August 16, 1986, the date of his original federal arrest, through
September 17, 1986, the date of his escape, and March 17, 1987, the date of his recapture,
through December 29, 1997, the date on which he was sentenced.
Following his sentencing in federal court, petitioner was returned to the custody of Puerto
Rico to finish serving a sentence resulting from his violation of probation stemming from a 1980
superior court conviction for voluntary manslaughter.
On August 9, 1988, Casado pled guilty in the Superior Court of Puerto Rico to
transporting a loaded weapon, P.R. Laws Ann. tit. 25, § 418, receiving and transporting
unlawfully appropriated property, P.R. Laws Ann. tit. 33, § 4274, and two counts of controlled
substances violation, P.R. Laws Ann. tit. 24, § 2401. The weapons charge and the unlawful
appropriation charge arose from the same facts which underlay the similar federal convictions.
Casado was sentenced to six months on the unlawful appropriation charge and three years on
each of the other three charges. However, the trial judge ordered that all four sentences were to
run concurrently with each other and with the federal sentence which had previously been
imposed.
Casado continued in commonwealth custody and completed serving his Puerto Rican
sentences on January 2, 1991, at which time he was remanded to federal custody to complete the
service of his 20 year federal sentence.
Presently before this Court is Casado's petition for a writ of habeas corpus pursuant to
28 U.S.C. § 2241. Casado claims that i) his state and federal convictions relating to the illegal
appropriation and possession of a firearm violate the Double Jeopardy clause of the Fifth
Amendment to the United States Constitution; ii) the District Court improperly instructed the
jury; and iii) although the state court judge ordered that Casado's federal and state sentences run
concurrently, the Bureau of Prisons did not credit him for any time served while in the custody of
the Commonwealth of Puerto Rico.
ROBERT TREGLIA,
REG. NO. 10860-014,
Petitioner,
v.
ART BEELER, WARDEN
FCI FORT DIX,
Respondent.
Civil Action
No. 98-2693 (JBS)
OPINION
Filed: March 23, 1999
APPEARANCES:
Robert Treglia
Register No. 10860-014
P.O. Box 7000
Fort Dix, New Jersey 08640
Petitioner Pro Se.
Faith S. Hochberg
United States Attorney
By: Dorothy J. Donnelly
Assistant United States Attorney
402 East State Street, Room 502
Trenton, NJ 08608
Attorney for Respondent.
SIMANDLE, District Judge:
This matter is before the court on pro se petitioner
Robert Treglia's petition for writ of habeas corpus, pursuant to
28 U.S.C. § 2241. Treglia, who on August 28, 1998 successfully
completed the 500 hour Residential Drug Abuse Program (RDAP)
operated by the federal Bureau of Prisons (BOP), alleges that
the BOP has improperly denied him eligibility for a sentence
reduction under 18 U.S.C. § 3621(e)(2)(B), which provides that
prisoners convicted of a nonviolent offense shall be eligible
for a sentence reduction of up to one year upon completion of the
RDAP. The court finds that the BOP has improperly based its
decision to deny Treglia eligibility for a sentence reduction
under § 3621(e)(2)(B) on facts other than those that form the
basis for the elements of the offenses for which Treglia was
convicted, in violation of the holding of the U.S. Court of
Appeals in Roussos v. Menifee, 122 F.3d 159 (3d Cir. 1997), and
that Treglia has established his threshold eligibility for a
sentence reduction under § 3621(e)(2)(B). Accordingly, the court
remands this matter to the BOP for consideration of whether
Treglia, as a person eligible for a sentence reduction under §
3621(e)(2)(b), should actually be granted a sentence reduction,
and for further proceedings consistent with this Opinion and the
accompanying Order.
BACKGROUND
Treglia is presently incarcerated at FCI Fort Dix
serving a sentence of 110 months imprisonment, to be followed by
five years supervised release, imposed by the U.S. District Court
for the District of Connecticut on January 21, 1993, upon his
conviction for distribution and possession with intent to
distribute cocaine and conspiracy to possess with intent to
distribute cocaine, in violation of 21 U.S.C. §§ 841(a)(1) and
846. Treglia's sentence was enhanced under U.S.S.G. 2D1.1
because a loaded .25 caliber semi-automatic pistol was found in
his car at the time of his arrest. Treglia's projected release
date is December 31, 1999.
CAMDEN VICINAGE
HONORABLE JEROME B. SIMANDLE
EVELYN F. BINKOWSKI and JOHN
BINKOWSKI, individually and
as husband and wife, and ROSEMARIE
BELONSOFF and JOHN BELONSOFF,
individually and as husband and wife,
Plaintiffs,Doc. No. 15
v.Civil No. 98-2732 (JBS)
THOMAS A. MARINI and POL-RO,
INC.,
Defendants.
Appearances:
Edward C. Logan, Esquire
911 Route 33
Hamilton Square, NJ 08690
Attorney for Plaintiffs
N. Nicholas Hendershot, Esquire
309 Fellowship Road
Mt. Laurel, NJ 08054
Attorney for Defendants
KUGLER, United States Magistrate Judge
This matter is before the Court upon motion by N. Nicholas
Hendershot, Esquire, attorney for Defendants, for an order
disqualifying Edward C. Logan, Esquire, attorney for Plaintiffs,
from this case. For the reasons discussed below, Defendants'
motion is GRANTED.
Facts and Procedural History
This action arises from a two-vehicle accident that occurred
in Burlington, New Jersey. See Statement of Facts and Brief in
Support of Defendants' Motion to Disqualify Edward C. Logan,
Esquire, as Counsel for Plaintiffs (Defendants' Brief) at 1.
Plaintiff John Belensoff was driving a Winnebego in which
Plaintiffs Rosemarie Belensoff, John's wife, Evelyn Binkowski and
John Binkowski were passengers. See Certification of Edward C.
Logan in Opposition to Defendants' Motion to Disqualify
Plaintiffs' Counsel (Logan Certification) at ¶ 2. The
accident occurred when Defendant Thomas Marini collided with the
Winnebego while driving a Ford station wagon owned by his
employer, Defendant Pol-Ro, Inc. (Pol-Ro). See Defendants'
Brief at 1-2. The investigating police officer cited Plaintiff
John Belensoff for careless driving. See id. at 2. This action
followed.
Plaintiffs Evelyn Binkowski and John Binkowski filed a
complaint against Defendants in this Court alleging that they
were severely injured in the accident. Plaintiffs Rosemarie
Belensoff and John Belensoff filed a separate complaint alleging
that Rosemarie Belensoff was injured in the accident and
asserting a claim for loss of consortium on behalf of John
Belensoff, the driver of the Winnebego. The two actions were
consolidated on or about September 25, 1998. All four Plaintiffs
are represented by Edward C. Logan, Esquire.
DONNA RAGGIO and REGINA DAVISON,: No. 98-cv-2782 (SSB)
on behalf of themselves and all others similarly:
situated,: OPINION
Plaintiffs,:
vs.:
OMEGA INSTITUTE, INC.; LEE E. COBLEIGH;:
FRANKLIN BURKE; DR. CLARITA EUSEBIO-:
KELLY; RAYMOND PAPIN; and SHARON E.:
GREMMELS,:
Defendants.:
THE LAW FIRM OF PHILIP STEPHEN FUOCO
24 Wilkins Place
Haddonfield, New Jersey 08033
By: Philip Stephen Fuoco, Esquire
Joseph A. Osefchen, Esquire
Attorneys for Plaintiffs
FLORIO & PERUCCI, P.C.
371 Hoes Lane
Piscataway, New Jersey 08854
By: Michael J. Perrucci, Esquire
Edward J. Boccher, Esquire
Glenn A. Clouser, Esquire
Eltia I. Montano, Esquire
Michele A. Daitz, Esquire
Attorneys for Defendants
BROTMAN, DISTRICT JUDGE:
The factual background to this case is more fully set forth in a companion opinion issued
this date, United States of America, ex rel. Haskins, et al v. Omega Institute, et al., 95-cv-265
(SSB), a qui tam case originally based on the False Claims Act, 31 U.S.C. §§ 3729-3733, federal
and state racketeering claims, and various other state law causes of action. On May 4, 1998,
counsel for the plaintiffs herein filed an action captioned Raggio, et al. v. Omega Institute, et al.,
GLO-L-849-98 in New Jersey Superior Court, Gloucester County, seeking class certification as
to counts which are similar in nature to those which plaintiffs in Haskins voluntarily dismissed in
this Court on May 6, 1998, accompanied by several new causes of action.
On June 9, 1998, defendants herein and in Haskins filed a Notice of Removal pursuant to
28 U.S.C. § 1441, or alternatively for the Court to assume jurisdiction pursuant to the All Writs
Act, 28 U.S.C. § 1651. Then, on June 19, 1998, defendants filed a motion pursuant to FED. R.
CIV. P. 42 to consolidate the state action with the federal action currently before this Court. In
response, plaintiffs herein filed a motion on June 23, 1998 by counsel for plaintiffs to remand
GLO-L-849-98 to state court for lack of subject matter jurisdiction and for costs and fees
associated therewith. These motions are now pending before the Court and are ripe for decision.
I. Defendants' Notice of Removal
Defendants' primary basis for removal can be summarized as follows:
Removal is based upon the federal question jurisdiction of this Court pursuant to 28 U.S.C. § 1331
as Plaintiffs' Complaint seeks, among other things, a determination that Defendants breached
contracts they entered into with federal governmental agencies in accord with various federal laws
and regulations, of which the Plaintiffs allegedly were third-party beneficiaries and reimbursement
of federal funds which were distributed pursuant to the Job Training Partnership Act, 28 U.S.C. §
1501 et seq., and the Federal Student Loan and Grant Programs, 20 U.S.C. § 1070 et seq.
Plaintiffs also allege that Defendants violated United States Department of Education
requirements and regulations and that the Defendants filed false reports and claims with federal
agencies.
NELSON O. DUARTE,:
Petitioner,:
-v-:
Civil Action No.
98-281 (AMW)
JOHN M. HURLEY &:
ATTORNEY GENERAL OF THE STATE: OPINION
OF NEW JERSEY, WENDY ALICE WAY,:
Dated: October 28, 1998
Defendants.:
JOEL A. PISANO, UNITED STATES MAGISTRATE JUDGE:
Before the Court is petitioner's application for appointment
of counsel. Defendants have not filed opposition, and the Court
decides the matter without oral argument pursuant to Rule 78 of the
Federal Rules of Civil Procedure. For the reasons set forth below,
petitioner's application is denied.
BACKGROUND
On June 19, 1980, petitioner was indicted for various offenses
arising out of the March 25, 1980, riot at the Essex County Jail in
Newark, New Jersey. The New Jersey Superior Court, Law Division,
conducted a jury trial that lasted ten days, and the jury convicted
petitioner of (1) third degree attempted escape, (2) committing
acts of riot in the fourth degree, and (3) third degree possession
of an implement of escape. The trial court sentenced petitioner to
ten years in prison for attempted escape and possession of an
implement of escape. Petitioner appealed his conviction to the
appellate division of the superior court, which affirmed his
convictions and sentence in an opinion dated November 13, 1985.
Subsequently, petitioner sought review by the Supreme Court of New
Jersey, but was denied certification on October 15, 1986.
Duarte then slumbered for ten years before filing [his first]
application for a writ of habeas corpus on May 7, 1996. Duarte v.
Hershberger, 947 F. Supp. 146, 147 (D.N.J. 1996). Judge Wolin
dismissed without prejudice Duarte's first petition because at that
time he had failed to exhaust state remedies for his claim of
ineffective assistance of counsel. Further, Judge Wolin declined
discretionary review of petitioner's application under 28 U.S.C. §
2254(c). See Duarte, 947 F. Supp. at 150. Duarte then filed his
current petition for a writ of habeas corpus on January 22, 1998.
DISCUSSION
A plaintiff in a civil suit has neither a constitutional nor
a statutory right to counsel. A court, however, has the
discretionary authority to appoint counsel to represent an indigent
plaintiff under 28 U.S.C. § 1915 (d). See Ray v. Robinson, 640
F.2d 474, 477 (3d Cir. 1981). When deciding whether to appoint
counsel under Section 1915, the Court must be persuaded that the
plaintiff's claim has some merit in law and fact. See Tabron v.
Grace, 6 F.3d 147, 155 (3d Cir. 1993). If it finds the plaintiff's
claim has merit, the Court must then weigh a variety of factors to
decide whether it is appropriate to appoint counsel.
According to Tabron, the district court has broad discretion
in deciding whether to grant a motion for appointment of counsel,
pursuant to 28 U.S.C. § 1915 (d). See Tabron, 6 F.3d at 153. As a
threshold matter, the Tabron guidelines state that the case must
have arguable legal and factual merit. See id. at 155. If the
court finds that the indigent plaintiff's claim has arguable merit
in law and fact, the court then examines a number of additional
factors such as the plaintiff's ability to present the case, the
complexity or degree of difficulty of the legal issues involved,
the degree to which factual investigation will be required and the
ability of the plaintiff to pursue such investigation, and the
extent to which the case will turn on credibility determinations
and experts. See id. at 156. Finally, the court should consider
any factors weighing against appointing counsel, the limited supply
of competent lawyers willing to undertake such representation
without compensation, and the value of lawyers' time. See id. at
157.
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IN RE CENDANT CORPORATION : Civ. No. 98-2819 (WHW)
PRIDES LITIGATION:
Walls, District Judge
This matter is before the Court on the application of Roger W. Kirby of Kirby,
McInerney & Squire, LLP, Lead Counsel for the Prides class (Lead Counsel), for approval of
the proposed settlement with Cendant Corp. and for attorneys' fees and reimbursement of
expenses. Howard B. Sirota, counsel for the Joanne A. Aboff Family Trust U/A dated 2/11/92
(Aboff Family Trust), has objected to Lead Counsel's fee request on the ground that it is
excessive. Previously, counsel for the Aboff Family Trust had objected to the settlement on the
basis of a confidential supplemental agreement incorporated in the settlement, but this objection
has been withdrawn. On May 18, 1999, the Court heard oral argument of these matters. The
Court also raised, sua sponte, the application of counsel for the Aboff Family Trust for attorneys'
fees. The settlement is approved subject to the modifications to attorneys' fees described herein.
The application of counsel for the Aboff Family Trust for attorneys' fees is denied.
BACKGROUND
Cendant was formed on December 17, 1997, through the merger of CUC International,
Inc. (CUC) and HFS, Inc. (HFS). In February, 1998, Cendant and its wholly owned
subsidiary, Cendant Capital I, issued a derivative-type convertible security known as Cendant
FELINE PRIDES (Prides) in an initial public offering (Prides Offering) pursuant to a
registration statement, a prospectus, and a prospectus supplement filed with the Securities
Exchange Commission (SEC). The registration statement and the prospectus contained
Cendant's audited and consolidated statements of income for the three years ended December 31,
1996 and the Company's unaudited financial results for 1997. The Prides Offering, which
involved the sale of approximately 29,900,000 Prides valued at $1.5 billion, closed on March 2,
1998. Defendants Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Inc. (collectively
Merrill Lynch), and Chase Securities Inc. (Chase) were the underwriters.
The registration statement and the prospectus offered two types of Prides: Income Prides
and Growth Prides. Each of the Income Prides consists of a unit comprised of a Purchase
Contract under which the holder will purchase from Cendant on February 16, 2001 a specified
number of newly issued shares of Cendant common stock for $50 (the Stated Amount) in cash.
Cendant will pay the holders of Income Prides Contract Adjustment Payments at the rate of
5% of the Stated Amount per year, an interest in Trust Preferred Securities paying 6.45% of the
Stated Amount per year, and $50 at maturity. Each of the Growth Prides consists of a unit
comprised of a Purchase Contract under which the holder will purchase from Cendant on
February 16, 2001 a specified number of newly issued shares of Cendant common stock for the
Stated Amount in cash. Cendant will pay the holders of Growth Prides Contract Adjustment
Payments at the rate of 5% of the Stated Amount per year and a 1/20th undivided beneficial
interest in a treasury security having a principal amount of $1000 and maturing in 2001.
On April 15, 1998, Cendant announced that it had discovered accounting irregularities in
a former CUC business unit and that Cendant's financial statements for 1997, and possibly
earlier years, would be restated. Thereafter, a number of purchasers of Prides as well as other
Cendant securities filed class actions against Cendant and other defendants including Merrill
Lynch. On May 29, 1998, this Court consolidated all of the actions then pending against
Cendant under In re Cendant Corporation Litigation, Civ. No. 98-1664 (WHW). On June 15,
1998, another class action was brought on behalf of the purchasers of Prides, Welch & Forbes,
Inc. v. Cendant Corporation, et al. Civ. No. 98-2819 (WHW), which was also consolidated with
the 98-1664 action. In its Opinion and Order of September 8, 1998, this Court appointed Welch
& Forbes lead plaintiff for all claims based on purchases of Prides in the In re Cendant
Corporation Litigation action. See In re Cendant Corp. Litig., 182 F.R.D. 144 (D.N.J. 1998).
Hon. Dickinson R. Debevoise
DAVID G. WILSON,: Civ. No. 98-2928 (DRD)
Plaintiff,:
v.:
THOMAS RUSSO, JAMES LALOR,:
ROCCO MISCIA, and SEAN:
NICKSON,:
Defendants.:
David G. Wilson
South Woods State Prison
#200638
215 Burlington Road
South Bridgeton, NJ 08302
Pro Se Plaintiff
Richard Seltzer, Esq.
Assistant Township Attorney
Township of Montclair
205 Claremont Avenue
Montclair, NJ 07042
Attorneys for Defendants
DEBEVOISE, Senior District Judge
In this Section 1983 action, a pro se prisoner is suing
several police officers for allegedly using excessive force when
they placed him under arrest. The police officers, Thomas Russo,
James Lalor, Rocco Miscia, and Sean Nickson (Defendants), have
moved to stay or dismiss this action on the grounds that a
parallel action is currently proceeding in the Superior Court of
New Jersey. The motions are to be disposed of on the papers
without oral argument pursuant to Fed.R.Civ.P. 78. Plaintiff
cross-moved to remove his state court action to the federal
court.
I. BACKGROUND
Defendants in this matter are all members of the Montclair
Township Police Department and were allegedly involved in the
apprehension and arrest of the plaintiff, David G. Wilson
(Wilson), on March 17, 1998. On that date, Wilson was arrested
and charged with receiving stolen property, possession of drug
paraphernalia, resisting arrest, possession of burglar's tools,
aggravated assault, and robbery. See Seltzer Cert. ¶ 2. Wilson
is currently incarcerated in the South Woods State Prison as a
result of a parole violation arising from a burglary conviction
on September 11, 1992. Id.
Wilson alleges that on the date of his arrest by the
Montclair Police, Defendants used excessive force when bringing
him into custody. Id. Exhibit F. Wilson claims that Officer
Nickson began beating him while he was handcuffed and lying on
the ground and that the beating continued in both the back of the
police car and in the police station. Id. Wilson alleges that
as a result of this abuse, he required medical attention at a
local hospital. Id. Additionally, Wilson claims that the
remaining defendants stood by and watched Nickson beat him and
failed to stop the battery. Id.
Wilson filed a